According to the Bureaus order, NRIA and its principals touted the NRIA Fund as a billion-dollar-plus real estate development enterprise focused on the ground-up development of townhomes, condominium complexes, luxury residences, and mixed-use rental developments. However, the Bureau found multiple violations of the anti-fraud provisions of the New Jersey Uniform Securities Law, including employing a scheme to defraud, making untrue statements of material fact, and omitting material facts in connection with the sale of NRIA Fund securities. The company currently specializes in the Financial Services area. $300M+ Equity Capital Deployed. Ronin Capital chose SR Labs low latency market data product offering for its high frequency trading and automated market making business. Discussion in 'Wall St. News' started by nastazio151, Mar 20, 2020. [3], Ronin is owned by John Stafford III and his father, John Stafford Jr. The majority owner of Ronin Capital is Zen Holdings, LLC. Ronin is a member of various exchanges including the Boston Options Exchange, Inc., the Chicago Board Options Exchange, Inc., the CME Group, Inc. (CME, CBOT, NYMEX and COMEX), NASDAQ OMX PHLX, NYSE Arca Inc., the International Securities Exchange, LLC, the Dubai Mercantile Exchange, Limited, EUREX Frankfurt AG, NYSE Liffe US, and the Fixed Income Clearing Corporation. Send a note, share a story or upload a photo. Since 2001, Mr. Stafford has served as Chief Executive Officer of Ronin Capital, LLC, a registered broker dealer with proprietary trading operations encompassing equity, fixed income and derivative securities. The Dignity Memorial brand name is used to identify a network of licensed funeral, cremation and cemetery providers that include affiliates of Service Corporation International, 1929 Allen Parkway, Houston, Texas. BusinessWeek. Adding to the headaches for downtown landlords is that many offices on the secondary market offer relatively updated, high-quality space after years of companies trying to get a leg up on recruiting by pouring cash into impressive office buildouts. Legendary Ronin Capital Disappears (UPDATED), Thomson Reuters publishes Quantifying the Transformation, Robinhoods Trailing Stop Orders: Extreme Profitability, By Design, Deconstructing Citadel Securities: Overview and Expanded Executive Summary Available for Download, Shape Shifter: US Retail Investor Behavior, Virtus Option Market Making: The Record Year That Wasnt, Alphacution Press: NYT on Sam Bankman-Fried and Jane Street, About Virtus Record Year in Options Market Making. Ronin Capital LLC operates as an institutional brokerage firm. Business Leaders. Click here to get the full experience on your screen. Ronin's space on the second floor at its River North home includes high-end finishes such as a smooth stone conference room table and stylish pillars reminiscent of tree trunks. As part of their scheme to enrich themselves at investors expense, the Bureau found that the principals named in todays filing used millions of investor dollars to make lavish payments to family members including a salary paid to Salzanos wife for a no-show job. Forbes. Its the very kind of conduct that undermines public confidence in our financial institutions and ultimately in investing, said Acting Bureau of Securities Director Amy G. Kopleton. But the company, founded by veteran options trader John Stafford Jr. and his son, John Stafford III, still has at least one long-term commitment to deal with: A 72,000-square-foot lease at 350 N. Orleans St. that runs through June 2028. Ronin Capital is a registered broker/dealer with proprietary trading operations in markets such as; equity securities, government bonds, corporate bonds and related derivatives on global exchanges and in electronic markets. SI-NO CHANGE view. 1-877-812-1590. Products and Services . Leave a memory or share a photo or video below to show your support. This site is provided as a service of SCI Shared Resources, LLC. It is critical that investors Check Before You Invest. Investors can obtain information, including the registration status and disciplinary history, of any financial professional doing business in or from New Jersey, by contacting the Bureau toll-free within New Jersey at 1-866-I-INVEST (1-866-446-8378) or from outside New Jersey at 973-504-3600, or by visiting the Bureaus website (http://www.njsecurities.gov/). This link leads to the machine-readable files that are made available in response to the federal Transparency in Coverage Rule and includes negotiated service rates and out-of-network allowed amounts between health plans and healthcare providers. Today, we are taking action to stop their unlawful conduct and to put the public on notice. Recent filings for RONIN CAPITAL, LLC. Mr. Stafford is also on the board of Aware,. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. [1][2] Background Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. The company principals named in the order include: The fraudulent conduct identified by our Bureau of Securities in this case is striking, said Acting Attorney General Platkin. Along with his mother Florence he is survived by his brother Edward Niznik and his wife Anna; a sister, who he lovingly took care of, Melissa Niznik; and his nephew and niece, Matthew & Jessica Niznik; as well as many loving aunts, uncles, and cousins. As of Aug. 25, the amount of sublease space on the market had risen by almost 33 percent since the beginning of April and 55 percent since the beginning of the year to 4.3 million square feet, according to brokerage CBRE. 2023 SCI SHARED RESOURCES, LLC. and organizational developments. About John Stafford. Loving uncle to many nieces, nephews, great nieces, great nephews, great-great nieces and great-great nephews. Mr. He is a strategic advisor to OCA Ventures. Besides their headquarters in Chicago, Ronin Capital has offices in New York and San Francisco. Devoted father of John Mason and his wife Coleen, the late Jacqueline Lesh-Franks and her husband Al. Staying current is easy with Crain's news delivered straight to your inbox, free of charge. A visitation for John will be held Friday January 20, 2023, from 4 to 8 PM at Mack Memorial Home, 1245 Paterson Plank Road, Secaucus, NJ 07094. - Shakespeare: Hamlet Act 5, Scene 2 UPDATE HERE (3/26/2020) Last Friday, March 20, CNBC was first to report that "one of theCMEs direct clearing firms was unable to meet its capital requirements. [1] [2] Background [ edit] Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. YOUR SUCCESS. Meet the Team 5. Key Principal: John S Stafford See more contacts Industry: Security brokers and dealers. Crain's Chicago Business. 27. Education The company was involved in proprietary trading operations and venture capital investments. Copyright 2015-2023 Alphacution Research Conservatory, LLC | Design by, By signing up, you acknowledge that you have read the, Poof! [2] Ronin did not handle customer business, CME said, so no clients incurred losses as a result of the liquidation. Is this your business? NEWARK Acting Attorney General Matthew J. Platkin announced today that the New Jersey Bureau of Securities has issued a Summary Cease and Desist Order to Secaucus-based National Realty Investment Advisors, LLC (NRIA), and related entities and individuals, after determining the company fraudulently sold at least $630 million in securities to investors in New Jersey and across the nation from 2018 to 2022. Position: John Stafford III, Ronin Capital LLC. It may take up to 1 hour for your comment to appear on the website. He is a 30-year veteran of the proprietary, quantitative and . If an investment opportunity promising high guaranteed returns sounds too good to be true, it usually is.. Advanced search Log in Forgot password ? Ronin Capital's office at 350 N. Orleans St. A Chicago trading firm that was crushed at the onset of the COVID-19 pandemic has joined the crowd of tenants trying to sublease downtown office space. Let others know about your loved one's death. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. Ronin Capital is a registered broker /dealer with proprietary trading operations in markets such as; equity securities, government bonds, corporate bonds and related derivatives on global exchanges and in electronic markets. Ronin Capital is based in Chicago and was formed in 2001 and is a broker dealer with proprietary trading operations encompassing equity, fixed income, and derivative securities. RONIN CAPITAL, LLC branch. ALL RIGHTS RESERVED. He also sits on the board of several companies including Clinical Micro Sensors, Inc., All Optical Networks, Inc. and sat on the board of Xencor for 18 years before resigning in 2016. Transparency in Coverage.This link leads to the machine-readable files that are made available in response to the federal Transparency in Coverage Rule and includes negotiated service rates and out-of-network allowed amounts between health plans and healthcare providers. Help tell the story of your loved ones unique life. [1][2], Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. The investigation by the Bureau of Securities was conducted by Chief of Enforcement Richard Szuch, and Investigator Irwin Slotnick. 7+ Years. John Stafford III couldn't be reached.Crain's senior reporter Lynne Marek contributed. Remember Or log in with Google Twitter Facebook Apple Sign up Mr. Stafford is also on the board of Aware, Inc. (Massachusetts) (former Chairman), Clinical Micro Sensors, Inc., Zipwhip, Inc. and ALTR Solutions, Inc. and Member of Cboe Exchange, Inc. Key People Click below to see everything we have to offer. He also sits on the board of several companies including Clinical Micro Sensors, Inc., All Optical Networks, Inc. and sat on the board of Xencor for 18 years before resigning in 2016. A Mass of Christian Burial will occur Saturday at 9:30 AM at . All rights reserved. Investors can also contact the Bureau for assistance or raise issues or complaints about New Jersey-based financial professionals or investments. John was the current (as well as past) Grand Knight of the Knights of Columbus Council 12769. This use of repurchase transactions to create leverage significantly increased the risk of the junk commercial mortgage-backed securities portfolio to the NRIA Fund investors, but the risk was never disclosed to them. Paul Rowady is the Director of Research for Alphacution Research Conservatory, a research and strategic advisory platform uniquely focused on modeling and benchmarking the impacts of technology on global financial markets and the businesses of trading, asset management and banking. Ronin Equity Partners is a private equity firm in New York City that is transforming traditional private equity as we know it. Ronin Capital, based in Chicago, was confirmed to be the firm in question, according to sources. If it be now, tis not to come, if it be not to come, it will be now; if it be not now, yet it will come. Enterprise subscriptions include premium access to published content, unlimited logins for employees, and report downloads. ). Mr. Stafford is also on the board of Aware, Inc. (Massachusetts) (former Chairman), Clinical Micro Sensors, Inc., Zipwhip, Inc. and ALTR Solutions, Inc. and Member of Cboe Exchange, Inc. (Illinois) and Member of Chicago Board of Trade. STAFFORD, JOHN SPRINGS III CHIEF EXECUTIVE OFFICER 10% but less than 25% Individual 10/2001 Yes 2366359 Is this a domestic or foreign Besides their headquarters in Chicago, Ronin Capital has offices in New York and San Francisco. He was an avid fan of the Miami Dolphins and the New York Yankees. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. The trading firm, which traded at CME, was "unable to meet its capital requirements." . If you opt in above we use this information to send related content. 4-Traders.com. Fond memories and expressions of sympathy may be shared at www.MackMemorialhome.com for the Niznik family. Target and Solo Cup are opening huge warehouses in the southwest suburbs, Widow of Richard Duchossois selling Inverness home, Four ways to get Michael Jordan's mansion sold at last, State Farm posts record $6.7 billion loss as inflation takes a toll, Walgreens Boots Alliance plans partial HQ sale. Sign up for service and obituary updates. John S. Stafford III serves as Independent Director of the Company. The company's principal address is 230 S . The action weve taken today is meant to halt their dishonest, predatory conduct once and for all., The conduct outlined in todays filing is egregious. Loving grandfather of Alexis & Johnna Mason, the late Christopher Bann, Joseph Franks, Danielle Martinez and Tiffany Franks. [3] John is pre-deceased by his parents, John & Marie Mason (nee Strain). by NJOAG Communications | Jun 21, 2022 | National Realty Investment Advisors | Nationwide Securities Fraud | New Jersey Bureau of Securities | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release |, Office of the Attorney General Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs Cari Fais, Acting DirectorBureau of Securities Amy G. Kopleton, Acting Bureau ChiefDivision of Law Michael T.G. Ronin Capital formally withdrew its broker registration last month, according to Financial Industry Regulatory Authority records, ending a nearly 19-year run that saw it become one of the biggest names in Chicago proprietary trading. Founder of Zen Investments LLC and Ronin Capital LLC, John Springs Stafford presently holds the position of Chief Executive Officer of Ronin Capital LLC. CANCELLATION view. The readiness is all." The Bureau is represented by Assistant Attorney General Brian McDonough and Deputy Attorneys General Victoria Manning, Michael Eleneski and Alex Schmidt of the Securities Fraud Prosecution Section in the Division of Laws Affirmative Civil Enforcement Practice Group. Ronin Capital chose SR Labs low latency market data product offering for its high frequency trading and automated market making business. Cease & Desist Order. Copyright 2023 Surperformance. 2023 SCI SHARED RESOURCES, LLC. A Funeral Home Service will occur Tuesday at 10AM at Mack Memorial Home followed by his Committal Service at Holy Cross Cemetery in North Arlington. Ronin Capital is part of the Finance industry, and located in Illinois, United States. Sign up for service and obituary updates. Working as a Team . Why Chicago's wealthy are into this little hedge fund. Ronin Capital serves customers worldwide. John Stafford has been working as a Chief Executive Officer at Ronin Capital for 22 years. In addition to the purported billion-dollar-plus real estate development enterprise, NRIA also invested up to a quarter of all investor funds in commercial mortgage-backed securities, the bulk of which were below investment grade (otherwise known as junk bonds), in an effort to generate returns it had promised to investors but could not deliver through the NRIA Funds real estate projects. NRIA claimed the fund involved the opportunistic purchase of land or property at below-market value prices, which would then be developed for sale at a large profit. That figure is approaching 3 percent of all office inventory in the central business district, which would be the highest share of available sublease space CBRE has recorded in 15 years. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. ALL RIGHTS RESERVED. {{{org}}}. John worked for the Secaucus public school system for many years. He was an avid fan of the Miami Dolphins and the New York Yankees. These respondents offered investors a securities opportunity that sounded too good to be true, and it was.. RONIN CAPITAL, LLC is an Oregon Foreign Limited-Liability Company filed on October 30, 2003. Ronin is trying to shed that space, adding to a fast-growing amount of available office space downtown as the coronavirus keeps its grip on the economy. What will happen to Invest South/West, LaSalle Street revival without Lightfoot? The Company offers portfolio management, capital raising, financial planning, and advisory services. Sign up for our newsletter and stay up to date on all Alphacution research Suite 3200 Ronin Capital assets auctioned. Company Description:? This page was last edited on 23 March 2020, at 19:11. Send a note, share a story or upload a photo. John S. Stafford, Jr. is a co-founder of Ronin Capital. The move forced the exchange to step in and invoke its emergency protocols to auction off the portfolios. [8] CANDLE HAS BEEN LIT CANDLES HAVE BEEN LIT, We are reviewing your submission. Let others know about your loved one's death. References Stafford graduated from the University of Chicago. 2022 Capital Staffing Solutions, Inc. | Phone: (800) 205-4923. This page was last edited on 3 June 2017, at 14:50. [4] He was the lead advisor to Xencor and at one time owned 25% of the company's stock. We visit more than 100 websites daily for financial news (Would YOU do that?). Later in March 2021 Salzano was arrested on a criminal charge alleging that he had used a forged term sheet in 2019 in an attempt to induce an investor to increase her investment in one of the NRIA Funds real estate ventures. Such swings can generate big gains for trading firms or crush them if they're on the wrong side of a big bet. Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. The space includes nine conference rooms and a reception area with a water feature and koi pond, according to a marketing flyer from brokerage Jones Lang LaSalle. (1) 551,532 shares are held by Ronin Trading, LLC ("Ronin Trading"), a limited liability company owned and managed by Stafford. v. Ronin Capital, LLC et al 1:2022cv01129 | US District Court for the Southern District of New York | Justia Other Statutes: Arbitration case filed on February 9, 2022 in the New York Southern District Court Log InSign Up Find a Lawyer Ask a Lawyer Research the Law Law Schools Laws & Regs Newsletters Read the John Lothian Newsletter. Why Chicago's wealthy are into this little hedge fund, Board Director Invests $1.5 Million in Xencor Inc (XNCR) Amid the IPO, The Overlooked Tycoons Playing Pebble Beach With Justin Timberlake And Bill Murray, @JohnLothian: Our Interests Are Aligned' With the SEC: Coinbase CEO via @YahooFinance, @JohnLothian: Third FTX Executive Pleads Guilty to Criminal Charges, Piling Pressure on SBF via @YahooFinance, @JohnLothian: Chinese brokerages pressured to end overseas investing services via @YahooFinance, @JohnLothian: Healthcare CEO Faces Charges of Making Illicit Stock Sales in Prearranged Trades via @YahooFinance, @JohnLothian: Prosecutors Case Against FTXs Sam Bankman-Fried Becomes Clearer via @YahooFinance, @JohnLothian: Goolsbees Appointment at Chicago Fed Points to Rising Political Tension at Central Bank via @YahooFinance, http://www.marketswiki.com/wiki/index.php?title=John_S._Stafford_III&oldid=202475. Printer Friendly View Address: 5758 W Fillmore St . Ronin is an avid golfer, with a reported 8 handicap, who has participated in the Pebble Beach Pro-Am. The move forced the exchange to step in and invoke its emergency protocols to auction off the portfolios. Background Overall downtown office vacancy midway through the year also hit its highest mark since 2011, CBRE data shows. Assets of Chicago trading firm Ronin Capital were. John worked for the Secaucus public school system for many years. YOUR BUSINESS. Both NRIA and the NRIA Fund have initiated Chapter 11 bankruptcy proceedings. Ronin is owned by John Stafford III and his father, John Stafford Jr. A visitation for John will be held Friday January 20, 2023, from 4 to 8 PM at Mack Memorial Home, 1245 Paterson Plank Road, Secaucus, NJ 07094. The number of employees ranges from 25 to 100. Ronin was a direct clearing firm for CME. When Ronin Capital was forced to shed assets at auction last month, it became the biggest financial industry victim in the U.S. of the deadly coronavirus so far, undercutting its legacy as a. Ronin Capital, which traded at CME, was one of many proprietary trading firms in Chicago that trade for its owners and not clients. 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Big lakefront high-rise in the Gold Coast hits the market after apartment conversion, Two office landlords defaulting may be just the beginning, Sponsored Content: How a business credit card program can grow your business, The Most Powerful Women In Chicago Business. [1][2] Background Prior to joining Ronin Capital LLC, Stafford was the managing director of Stafford Trading from 1996 - 2001. The Bureau found that NRIA also leveraged the junk bonds through repurchase agreements with financial institutions. John was born to Florence (Wierzbicki) Niznik and the late John A. Niznik in Jersey City and was a lifelong resident of Secaucus. He was a veteran of the United States Army, a member of the Knights of Columbus, American Legion, The Catholic War Veterans and K&S Club in Secaucus for many years. 130 E. Randolph St. Key Principal: John S Stafford See more contacts Industry: Security brokers and dealers Printer Friendly View Address: 350 E Cermak Rd Chicago, IL, 60616-5507 United States See other locations Phone: Website: www.ronin-capital.com Employees (this site): Modelled ESG ranking: ESG industry average: What is D&B's ESG Ranking? Get the best business coverage in Chicago, from breaking news to razor-sharp analysis, in print and online. John Stafford III, the CEO of Ronin Capital, LLC. John S. Stafford, III is a Chicago-based trader, investor and principal trading firm executive, who is the chief executive officer and co-founder of Ronin Capital LLC. The company was involved in proprietary trading operations and venture capital investments. No thanks. The principals also hired family-owned or controlled companies, including a construction firm where Salzanos son was the Chief Financial Officer, and companies owned by Grabatos relatives that were used to create imposter entities and websites. Long, Director, Media Inquiries-Lee MooreOAGpress@njoag.gov. Ronin, owned by John Stafford III and his father, John Stafford Jr . Their fraud involved selling securities in the form of membership units in a real estate investment fund known as the NRIA Fund to at least 1,800 investors across the country, including 380 investors in New Jersey. Do Not Sell or Share My Personal Information. Your entry has exceeded the maximum character limit. Beloved husband of Betty Mason (nee Hart) for 67 years. Ronin was founded in 2001, eventually growing to have hundreds of employees trading stocks, bonds and derivatives and pocketing profits for the Staffords and Ronin partners. 21. Overview. Ronin applied at the end of July to withdraw its broker registration, and it was formally withdrawn Aug. 6, FINRA records show. Website. The company was involved in proprietary trading . Rego et al. It was a proprietary trading firm that traded only for its owners and not for clients.[4]. It was a proprietary trading firm that traded only for its owners and not for clients. Ronin Capital's office at 350 N. Orleans St. A Chicago trading firm that was crushed at the onset of the COVID-19 pandemic has joined the crowd of tenants trying to sublease downtown office. Additional sources said Ronin's problems stemmed from positions in futures tied to the CBOE Volatility Index (VIX)." OUR PRIORITY. Ronin Capital as a high frequency trading co then went about buying the shares on the open market. [5][6][7], Ronin is an avid golfer, with a reported 8 handicap, who has participated in the Pebble Beach Pro-Am.[8]. CME said the firm was unable to meet its capital requirements going forward. Ronin Capital is a private company that has been in the industry for 22 years. The machine readable files are formatted to allow researchers, regulators, and application developers to more easily access and analyze data. Founder of Zen Investments LLC and Ronin Capital LLC, John Springs Stafford presently holds the position of Chief Executive Officer of Ronin Capital LLC. It may take up to 1 hour for your comment to appear on the website. E-mail oureditor Board Director Invests $1.5 Million in Xencor Inc (XNCR) Amid the IPO. Stafford Trading was acquired by TD Options in 2001. Xencor website. RONIN CAPITAL, LLC CRD# 118428 SEC# 8-53655 Main Office Location 350 N. ORLEANS STREET SUITE 2N CHICAGO, IL 60654 Mailing Address 350 N. ORLEANS STREET SUITE 2N . Stafford was the lead investor when Xencor was private and as a director instrumental in the. The rules are not complicated: if you are selling securities in New Jersey, you must comply with our securities laws, said Acting Division of Consumer Affairs Director Cari Fais. Blackstone, and 3G Capital. Ronin Capital Chooses SR Labs Low Latency Market Data Feed Handlers, CME Group announces auction of clearing firm Ronin Capital's portfolios, http://www.marketswiki.com/wiki/index.php?title=Ronin_Capital&oldid=219346, Proprietary trading operations, brokerage services. Chicago, IL 60601 A story not well known outside of Chicago prop trading circles, John S. Stafford, Jr. - the founder of [], Anything in here will be replaced on browsers that support the canvas element. The Bureau of Securities is charged with protecting investors from investment fraud and regulating the securities industry in New Jersey. [1][2] 15 Jul 2020. John (Jack) E. Mason, Sr., 88, of Secaucus, NJ, formerly of Jersey City, NJ entered eternal rest on January 18, 2023. He was a lifetime parishioner, longtime usher, and volunteer for Immaculate Conception R.C. Here's a look at our key highlights as a firm. {{{name}}}. The position of the CEO is occupied by John S. Stafford. ET IS FREE FOR TRADERS BECAUSE OF THE FINANCIAL SUPPORT FROM THESE SPONSORS: Spread Trading Instruction from an experienced professional with references - trade like the Pros, Hedge Funds and Banks, Learn More about Advertising on Elite Trader, https://johnlothiannews.com/trouble-at-ronin/, https://www.linkedin.com/in/jonathan-galin-2035b7b6/, Marketquake: The Volatility of Volatility, (You must log in or sign up to reply here. Capital chose SR Labs low latency market data product offering for its high frequency trading then... Year also hit its highest mark since 2011, CBRE data shows number of employees ranges from 25 100! Llc, Stafford was the current ( as well as past ) Grand Knight the... One 's death Betty Mason ( nee Strain ) registration, and application to! 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Board Director Invests $ 1.5 Million in Xencor Inc ( XNCR ) Amid the IPO has offices in New and! Planning, and volunteer for Immaculate Conception R.C many years we use this information to send related content raise! Of your loved one 's death a reported 8 handicap, who has participated in the Pebble Beach Pro-Am it! You have read the, Poof below to show your support Options in 2001. [ ]! Private and as a service of SCI Shared Resources, LLC | Design by by... This page was last edited on 3 June 2017, at 14:50 straight to inbox. Resources, LLC ronin capital john stafford low latency market data product offering for its high trading! Oureditor board Director Invests $ 1.5 Million in Xencor Inc ( XNCR ) Amid IPO! Machine readable files are formatted to allow researchers, regulators, and report downloads formally withdrawn Aug. 6 FINRA!
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